Disclosures

As you seek 100% compliance with the various elements of your firm’s Code of Ethics, disclosures can be stressful for both compliance professionals and access persons. Glass Compliance provides a simple and transparent interface, allowing flexible, timely and stress free uploading of disclosure templates.

Disclosure templates

Out of the box templates for outside business activities, political contributions, gifts, and more.

Dynamic Information fields

Our templates will have you up and running in no time and if you need an extra field or two, our team can easily customize our templates.

Reminder messages

Preschedule reminders to notify users every month or quarter so that you don't have to.

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Template Tracking and Violation Management

Easy reporting to ensure that you can garner high level summaries or detailed audit trails with just a few clicks.

Straight-forward reporting

Pre-programmed reporting templates with the ability to customize to your program.