Glass Compliance has been designed for flexibility ensuring straightforward implementation of supervision and reporting elements of your Compliance Program. Utilizing Glass' dashboard feature, compliance officers can easily push periodic attestation and reminders to access persons.
Glass supports manual uploading of periodic broker statements. Compliance officers can schedule reminder messages for their access persons.
Periodic attestation forms, employee onboarding and training documents - Glass allows customization to fit your advisory business.
Our attestation module features a proprietary signature solution. Customize any document with various electronic initial and signature boxes.
Easily designate and assign roles or responsibilities to one or more compliance officers. Users can set reminders and create to-do list using Glass' dashboard feature.