Save time, money, and mitigate risk while complying with the SEC Code of Ethics; trading activity, attestations, and disclosures - in one single platform.
Instantaneous connectivity with 2500+ institutions including transaction history, allows you to automatically flag potential violations across all of your employees accounts, providing a holistic portfolio view and restriction management application.
Track your employees outside business activities, political contributions, and gifts & entertainment with easy to use, configurable templates that allow for reminders, outstanding tasks, and violation management.
Simple, three step process to track all the forms that your employees need to sign, whether they are one-off or recurring attestations for adherence to your firm's code of ethics, social media & trading policies, and new employee onboarding.
Onboard your entire firm in minutes and enable each access person to integrate their online brokerages in just two clicks.
All the features your firm needs, whether big or small, to comply with the SEC Code of Ethics.
Glass supports secure, 2-click integrations with over 2500 online brokerages. Get an instantaneous and real-time view of every employees holdings, automatically reconciled for potential violations.
Compliance Focus Issue 2021
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For 10+ access persons
We built Glass on the premise that compliance does not need to be complicated, and provide a seamless onboarding experience. Sign up, connect your brokerage accounts, and use our templates for attestations and disclosures and you’ll be up and running in no time.
We are here to help. While we simplified the onboarding process, our implementation and support team is standing by to address any questions that arise during your onboarding and day-to-day workflow.
Glass brings simplicity to the regulatory compliance world. Gone are the days of long term contracts, negotiations, and heavy onboarding - our goal is to make your code of ethics requirements as simple as possible.
Unlike our competitors, we streamlined brokerage connectivity and your employees can add all of their brokerage accounts in two clicks. Disclosure and attestation setup is a breeze, and our team is standing by to assist you in the process.
No, and we are the only provider on the market that won’t lock you into a long-term contract. At Glass, we believe in simplicity, transparency, and flexibility. The price you see on the website is the price you pay and there are no setup costs or hidden fees.
We built Glass to be flexible and scalable. Whether you are a financial advisor with a few access persons or a large asset manager with hundreds of users, our platform will scale with you. We also support custom integrations and white-labeling solutions for compliance consultants and outsourced CCO’s.
Get Glass, gain peace of mind.